Turn up the dial on financial crime with an integrated approach
Turn Up the Dial on Financial Crime With an Integrated Approach

Contribute To Stronger Company Performance With Effective Compliance This new white paper from Aite Novarica details how a dynamic, data-driven compliance strategy optimizes risk decisions. Financial institutions (FIs) are being impacted across multiple fronts by digital acceleration, pandemic-driven operating constraints, …

How a Wealth Manager is transforming KYC in response to a new generation of customers

Market forces, demographics and the shifting expectations of a whole new generation of investors has led one Wealth Manager at Invesco to completely rethink their approach to Know Your Customer (KYC) procedures, in an industry characterised by tradition and long-established …

Does the UK Government’s latest review of Anti-Money Laundering Regulations go far enough?

As regulation expands, more and more sectors in financial and professional services are subject to the UK’s anti-money laundering and countering of terrorist financing regulatory regime. Now that we’re firmly in the post-Brexit era, HM Treasury, which is responsible for setting UK anti-money laundering regulations, has invited all firms to have …

Evaluating Effectiveness: Setting Priorities Around the AMLA Act of 2020
Evaluating Effectiveness: Setting Priorities Around the AMLA Act of 2020

The Anti-Money Laundering Act of 2020 (AMLA) continues to evolve as 2021 progresses. This blog provides highlights from our recent webinar “The AML Act of 2020: Where Effectiveness Meets Efficiency.” Read on for considerations for setting priorities to optimize compliance …

Shut the Back Door on Sanctions Violations
Shut the Back Door on Sanctions Violations

Would you leave your house, carefully locking your front door, but with the back door and all the windows wide open? Probably not. Fully protecting your home, and the people or valuable assets within it, naturally includes securing all avenues …